SEC Registration
Insight Advisors, LLC is an SEC-registered investment adviser. Registration does not imply a certain level of skill or training, but it does mean we operate under fiduciary obligations.
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How we uphold the fiduciary bar
Immutable Recordkeeping
Diagnostics, escalations, and advisory recommendations are versioned, timestamped, and retained pursuant to Rule 204-2.
Disclosure Governance
Prospects receive ADV Part 2A/2B, privacy notice, and Form CRS at the appropriate phase; acknowledgments are stored with timestamps.
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Controls that govern every route
Diagnostic vs. Advisory
Layer A diagnostics are informational. Advisory services start only after an executed agreement and the required onboarding steps.
Model Versioning
Structural Integrity models are version-controlled. Each diagnostic ties to a model hash, weight set, and reviewer so any output can be reproduced.
Audit Trail
Meeting logs, escalations, and communications are archived with retention policies that meet SEC expectations.
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Acknowledged, timestamped, retained
We provide the following documents, collect acknowledgments, and retain them with timestamps.
- Form ADV Part 2AView PDF
Firm brochure describing services, fees, conflicts, and disciplinary history (if any).
- Form ADV Part 2BView PDF
Individual brochure supplement covering supervised persons and qualifications.
- Form CRSView PDF
Client Relationship Summary explaining the nature of our services and obligations.
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Diagnostic vs. advisory
Diagnostics are labeled informational until you complete onboarding and execute the advisory agreement. Layer B Audit Summaries, meeting notes, and strategy artifacts are treated as advisory records with full retention.
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Related pages
For oversight operations see Human Oversight, for conversion boundaries see How It Works, and for structural authority context use Structural Audit, Fee Leakage, and Tax Alpha. For guided next step, use Review Scheduling.